Protocol Between Committee Clerks and The Scottish Executive
1. The Scottish Parliament's
Committees play an important role in the work of the Parliament.
They have both 'standing' and 'select' committee functions, having
responsibility for the consideration of legislation during its
passage through the Parliament, and for conducting other inquiries,
as well as considering the policy and administration of the Scottish
Executive.
2. While the Parliament and the
Executive have their own distinct roles it is in the interests
of good governance for there to be a shared understanding of how
the Committees and the Executive should work together. This document
sets out such an understanding. In particular, an open flow of
information between the Parliament and the Executive will contribute
to a productive working relationship between the two organisations.
This protocol does not apply to dealings between Committees and
NDPBs, nor to formal matters relating to Executive Bills which
are normally handled by liaison between Clerks and the Office of
the Scottish Parliamentary Counsel. Where standards are included
in this document on timing of requests for information, appearance
as witnesses etc, these will not apply in the case of Committee
consideration of SSIs where different timetables apply. Different
arrangements will also apply in the cases of the Subordinate Legislation
Committee and the European Committee, where different timescales
apply. Finally, separate liaison arrangements may apply in the
case of any investigations by the Standards Committee involving
SE Ministers.
3. Initial approaches by Committee
Clerks to the Scottish Executive will be to the appropriate Departmental
Committee Liaison Officer (DCLO). Where however Clerks wish to
discuss issues relating to the timetabling of Executive legislation
they will approach the office of the Minister for Parliament.
4. Written and/or oral evidence
from the Scottish Executive will normally be sought by means of
a written request. A formal requirement to provide evidence will
be made only in exceptional circumstances and normally only following
correspondence arising from a request.
5. Requests for written evidence
will be made as far in advance as possible. Clerks will aim to
submit such requests normally not less than four weeks before they
are required. Different arrangements will apply in the cases of
the Subordinate Legislation Committee and the European Committee,
where different timescales apply.
6. Provided that the request
for evidence, papers and memoranda from the Executive is made at
least four weeks in advance in accordance with paragraph 5
above, the Executive will aim to respond no later than one week before
the relevant Committee meeting.
7. Requests for a Minister or
officials to give oral evidence will be submitted to the Executive
as far in advance of the proposed date as possible. Clerks will
aim to submit such requests normally not less than two weeks before
they are required. Committees will take into account the timing
of Cabinet meetings or other major Ministerial commitments
in issuing such requests. Provided that requests are issued in
accordance with this paragraph, Ministers and officials will make
themselves available to Committees, unless, exceptionally, other
major commitments which are unavoidable intervene after the request
is made.
8. Evidence-taking sessions will
not normally be postponed or cancelled: where they are, as much
notice as possible will be provided. Committees may postpone or
cancel evidence-taking sessions to deal with higher priority matters,
but they will not normally bring the date of an evidence-taking
session forward at short notice.
9. Issues to be covered at an
evidence-taking session will be set out in the letter of request,
or separately, in advance of the relevant meeting. If the issues
are notified separately to the Executive, Clerks will have regard
to paragraphs 6 and 7 above.
10. Copies of papers for Committee
meetings (except private papers) will be sent to
the Departmental Committee Liaison Officer at the same time as
they go to members.
11. Where it becomes clear
during the course of a meeting of a Committee that the start of
a session to take evidence from an official or a Minister will
be delayed significantly, the Clerk will consult the Convener on
whether the session should be rearranged for another day.
12. The Clerk will inform
the Executive in advance of a session to take oral evidence of
any other witnesses who will be appearing at the same session as
a Minister or an Executive official, and of the order in which
witnesses will be invited to appear. Where it appears that a Minister
or an Executive official may be invited at the same session to
give further evidence after non-Executive witnesses have given
evidence, they will be forewarned that this will happen. Committees
reserve the right exceptionally to invite witnesses to give further
evidence without advance notice should the need arise during a
Committee meeting.
13. Parliament officials will
work with Executive officials to identify a format for the submission
of evidence electronically to facilitate onward transmission to
the Scottish Parliament website.
14. Where Ministers have agreed
to give evidence to a Committee guidance on the time likely to
be required will be provided following consideration by the Committee
Clerk and the DCLO.
15. Advance embargoed copies
of Committee Reports will be provided to the Executive. Neither
the Parliament (ie Members, Parliamentary officials and staff
of Members) nor the Executive (ie Ministers and officials)
will place such Reports in the public domain in advance of their
publication.
16. The Executive will
keep Committees informed about any announcements, News Releases,
reports and other activity relevant to the Committee's remit.
17. The Executive will determine
the form of its responses to Committee Reports according to the
nature and content of the Reports. The Executive will normally
provide a response within 2 months of publication of the Report.
Where a response will take longer than 2 months to prepare, the
Executive will write to the Committee Convener or Clerk explaining
the reasons and indicating the likely timetable.
18. Where exceptionally a
Committee Report is to be debated in a meeting of the Parliament
within two months of its publication, the Executive will aim to
respond in advance of the debate.
19. While most day
to day contact will be on a Clerk to official level, it is appropriate
for Conveners to write directly to Ministers on matters
of substance, or conveying the views of the Committee. Letters
to Conveners from the Executive should be copied to the relevant
Clerk.
20. The terms of this
protocol will be kept under review and if necessary revised in
the light of experience.
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